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Estimates of AA's Effectiveness
- By Misc Author
- Published 05/31/2007
- AA and other 12 Step Groups
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Biasing factors, such as "motivation," are a serious problem, but it does seem possible to draw at least tentative conclusions about the effectiveness of Alcoholics Anonymous.
A good starting point is AA's most recently announced membership figures. As of January 1, 1996, AA claimed 1.251 million members in the U.S. and Canada,vi while there were approximately 218 million individuals 18 years of age and over in the two countries at that time.
Taking the ARF estimates of the percentages of alcohol abusers and alcohol-dependent persons and multiplying them by total population figures yields a total of roughly 22 million individuals with alcohol problems in 1996; doing the same calculations using the NIAAA percentages yields a total of roughly 16.13 million persons.
Taking these as high and low estimates of the number of alcohol abusers, as of the date of the last avail-able AA membership figures, somewhere between 5.7% and 7.7% of U.S. and Canadian "alcoholics" belonged to AA.
And the percentage of those who will reach the AA goal of lifelong abstinence is much lower than that.
A noticeable feature of AA is that a large number of its members have been in the organization for a relatively short time. Based on my attendance at AA meetings in San Francisco in the late 1980s, I would estimate that over 50% of those attending meetings in that city at that time were members for less than one year and, in fact, that a majority were members for only a few months.
The situation appears to have change little in recent years. (The discrepancy between my observations and AA's claim that only 27% of its members have less than one-year's abstinence is probably accounted for by AA's astoundingly high dropout rate; because of it, one constantly sees new faces showing up at AA meetings, with many of them sticking around for relatively few meetings.)
My estimate, however, isn't too far out of line with the figures given by Bill C. in a 1965 article in the Quarterly Journal of Studies on Alcohol.vii In it, he reports that of 393 AA members surveyed, 31% had been sober for more than one year; 12% had been sober for more than one year but had had at least one relapse after joining AA; 9% had achieved a year's sobriety; 6% had died; 3% had gone to prison; 1% had gone to mental institutions; and 38% had stopped attending AA.
What makes these numbers even more dismal than they appear is the fact that Bill C. defined a member as someone who attended 10 or more AA meetings in a year's time.
When you take into account the "revolving door effect," it becomes apparent that far more persons attended AA meetings than the 393 "members" Bill C. lists.
It seems quite probable that he picked the figure of 10 meetings in a year as a membership criterion because AA's success rate would have been revealed as microscopic if he had used a smaller number of attendances as his membership-defining device.
(It should also be mentioned that attendance at 10 meetings in itself seems to imply a fairly high degree of motivation.)
The success rate calculated through analysis of the 1996 AA membership survey is hardly more impressive. The survey brochure indicates that 45% of members have at least five years' sobriety.
Using the figure of five years' sobriety as the criterion of success, one arrives at an AA success rate of approximately 2.6% to 3.5% (in comparison with the total number of "alcoholics" in the U.S. and Canada). And the success rate is lower than that if one defines "success" as AA does—as lifelong abstinence.
It could be argued that this is an unfair way of evaluating the effectiveness of AA, and that only "alcoholics" who have investigated AA should be considered.
That's a reasonable argument, but there's evidence that a very high proportion of "alcoholics" have at one time or another checked into AA.
Anyone who has attended many AA meetings can testify that droves of newcomers show up, attend one, or a few, meeting(s), and then are never seen again—the "revolving door effect."
As well, roughly 270,000 individuals accused or convicted of drunk driving and other alcohol-related crimes are coerced into 12-step treatment every year in the United States.viii Based on the sheer numbers of such persons, it seems probable that well over 50%, perhaps as many as 90%, of American and Canadian problem drinkers investigate AA at some time during their drinking careers.
There's statistical evidence to indicate that this is so. Well known researcher Robin Room, of the addiction Research Foundation, reports that a 1990 survey of 2058 Americans aged 18 and over revealed that 9% of American adults have attended an AA meeting at some time in their lives, and that an astounding 3.4% claimed to have done so in the previous year.ix
(The latter percentage is almost certainly incorrect.x)
If Room's 9% figure is even close to being correct, it's good evidence that a very high percentage of U.S. and Canadian alcohol abusers have attended AA at least once.
In 1996, 9% of American and Canadian adults corresponded to roughly 19.6 million individuals. This figure, when compared with the previously mentioned estimates of alcohol abusers and alcohol-dependent persons (16.13 to 22 million individuals), provides persuasive evidence that the percentage of "alcoholics" who have tried AA is high indeed—and that AA's success rate is very low.
AA's Triennial Surveys
AA's own statistics provide perhaps the most persuasive evidence that AA's success rate is minuscule. Since 1977, AA has conducted an extensive survey of its members every three years (though the survey scheduled for 1995 was conducted in 1996).
These surveys measure such things as length of membership, age distribution, male-female ratio, employment categories, and length of sobriety.
Following the 1989 survey, AA produced a large monograph, "Comments on A.A.'s Triennial Surveys,"xi that analyzed the results of all five surveys done to that point.
In terms of new-member dropout rate, all five surveys were in close agreement. According to the "Comments" document, the "% of those coming to AA within the first year that have remained the indicated number of months" is 19% after one month; 10% after three months; and 5% after 12 months.xii In other words, AA has a 95% new-member dropout rate during the first year of attendance.
If success is defined as one-year's sobriety, on the face of it this 95% dropout rate gives AA a maximum success rate of only 5%; and a great many new members do not remain continuously sober during their first year in AA, which causes the apparent AA success rate to fall even lower.
Of course, many of the 95% who drop out within the first year are probably "repeaters" who have previously investigated AA, and this would increase the apparent AA success rate; but at least for the present there is no way to know what percentage of the dropouts are repeaters.
Additionally, at least some of the 95% who drop out of AA during their first year do manage to sober up; but to date there's no way to know what their numbers are.
As well, it seems quite probable that most of those who drop out early in the program do so because they dislike and disagree with AA, so it could be argued that most of them who overcome their drinking problems do so in spite of, not because of, AA.
Finally, at least some curiosity seekers and relatives of alcohol abusers show up at meetings, and this would further increase the apparent AA success rate.
But to date, there are no reliable figures on what percentage of those who "walk through the door" fit those categories—though my personal estimate, and that of researcher/author Vince Fox, is that no more than 10% of new faces at AA meetings belong to relatives or curiosity seekers.xiii
One thing, however, is certain: An extremely high percentage of American drinkers who have been hospitalized for alcoholism or who have participated in other institutional alcoholism programs have participated in Alcoholics Anonymous.
The number of patients treated for alcoholism is now approximately 950,000 annually,xiv which (because 12-step treatment is used in well over 90% of institutional programs) is a good indication that the proportion of alcohol abusers who have been exposed to AA is very high.
It should also be kept in mind that in most parts of the country convicted drunk drivers are still routinely forced to attend AA as a condition of probation, which pushes the percentage of alcohol abusers exposed to AA even higher.
Further, in most areas AA is the only widely available—and widely media-promoted—alcoholism self-help group, so AA has a very high volume of "walk in" traffic.
But let's give AA the benefit of the doubt and estimate that only 50% of U.S. and Canadian alcohol abusers have tried AA. That would double the success rate calculated earlier (based on the total number of U.S. and Canadian alcohol abusers), and it would increase to 5.2% to 7.0% if the criterion of success is defined as five years' sobriety.
In a worst case scenario, where 90% of U.S. and Canadian alcohol abusers have tried AA, where success is defined as five or more years of sobriety, where 45% of AA members have been sober for five or more years (as AA indicates), and where there are 22 million alcohol abusers in the two countries, the AA success rate would be about 2.9% (and even lower than that if the criterion of success is lifelong sobriety rather than five years' sobriety).xv
The true success rate of AA is very probably somewhere between these two extremes, depending, of course, on how one defines "success"; that is, AA's success rate is probably somewhere between 2.9% and 7% (of those who have attended AA).
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Excerpt from book: Alcoholics Anonymous: Cult or Cure? by Charles Bufe - Chapter 7: How Effective Is AA?
http://www.morerevealed.com/library/coc/chapter7.htm
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4 Responses to "Estimates of AA's Effectiveness" 
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said this on 23 Sep 2007 10:23:11 PM EDT
I have written a good deal on the documented early A.A. 75% to 93% success rate among seemingly hopeless medically incurable real alcoholics who gave it their best shot. See http://www.dickb.com/titles.shtml.
I have also written a good deal about the revolving door relapses that present-day attendance makes quite evident to those of us who attend A.A. rather than give opinions or statistics about it. I believe this article gathers together a good deal of information about the failure of present-day A.A. However, as a Christian member of A.A. who has devoted 18 years to researching its early Christian Fellowship and Biblical roots, I am not prepared to say that generalizations about A.A. statistics are very helpful. There are many pathways to recovery. They exist in treatment programs, recovery books, 12 Step programs, Church recovery groups, Christ-centered programs, para-church fellowships, anonymous groups, and secular groups, as well as rehabs of all sorts. What can be said, and I think the author says it, is that the present-day A.A. society is neither growing any longer, nor producing recovery rates anything like those of the original old-school program of 1935-1938. See http://www.dickb.com/titles.shtml
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said this on 21 Mar 2008 12:54:45 AM EDT
Success Rates. Success Rates. A.A. Statistics
Enough Already?
Dick B.
© 2008 by Anonymous. All rights reserved
The hills are alive with the sound of statistics. Statistics on A.A. success rates. Statistics on A.A. relapses. Statistics on recovery rates. Statistics on early A.A. cures. And surveys of A.A. and 12-Step populations, and other groups.
Have we had enough? The search engines and the web sites might suggest a continued interest, but they don’t prove the value or need. The subject matter is clouded with prejudices against A.A., prejudices in favor of A.A., religious contentions, atheist contentions, “scientific” methods and approaches, antagonism to “anecdotal” evidence, favor of treatment over fellowship, erroneous statements of A.A. roots, history, and principles, and misunderstanding of illusory ideas like a “higher power,” “spiritual, but not religious,” “powerless,” and “recovered.” And out of this pot full of mixed ingredients, some think you can take today’s diverse alcoholic/addict populations, varied interpretations, and subjective views of anonymous programs and conduct a reliable survey. Again, have we had enough?
Are we considering A.A.’s stated primary purpose of carrying a “message” to the still suffering alcoholic? And are today’s statistics founded on an understanding of what the “message’ is?
As one who has written his share on successes, failures, and cures, I’m not prepared to discard the work already in place, whether mine or that of someone else. But I do think it’s appropriate to suggest some conditions for evaluation.
The conditions:
• Do the statistics come from eye witness statements, rosters, or records.
• Are sample studies based on sound statistical measures, random samples, etc.
• Is a survey conducted by someone who either uses eye-witness materials or follows sound statistical methods.
• Is the surveyed population sufficiently broad—covering visitors, rim-runnners, “be-backs,” the disenchanted, and those who went elsewhere and succeeded.
• Does the survey distinguish between alcoholics and addicts, dual-addicted and poly-addicted, religious and non-religious, atheists and believers, professionals and participants, attenders and observers, “approved” and non-approved literature sources.
• Are the same people questioned or surveyed more than once in alternative meetings, groups, and populations—thus counting the same person’s replies in several different arenas
• Is the surveyor promoting treatment, therapy, religious preferences, A.A. hostility.
• Is the measure of “participation” based on subjective value judgments such as “meetings attended,” “sponsorship,” “service,” “taking the steps,” “membership.”
• Has any effort been made to distinguish between those who subscribe to some “higher power” theory, those who believe in the Creator, those who believe that A.A. is “spiritual, but not religious.”
• Are the surveyors conversant with the history and sources and variations in A.A.
• Are the surveyors conversant with the religious practices that were intimately involved in early A.A. and are virtually non-existent in today’s A.A.
•
There many factors that could be sifted and explained, but the real question is why any survey is published at all. Does the survey help a newcomer to achieve permanent sobriety today. Does the survey help improve a fellowship. Is the survey used to justify treatment, rehabs, therapy, drug courts, research, grants, and new endeavors in the pharmaceutical, nutritional, psychological, science, and medical activity. Is it conducted by someone with a conflict of interest.
The Early Program
Over and over, I have published the following statement: “Early A.A. had a documented 75% to 93% success rate among seemingly hopeless, medically incurable, real alcoholics who went to any lengths to establish a relationship with God.” A.A. literature so states. The Big Book provides one of the 75% reports. DR. BOB and the Good Oldtimers provides the 93% report on Cleveland. Rosters naming names and dates of sobriety and terminal dates of the early pioneers so state. I have personally seen several and checked out one for accuracy with Dr. Bob’s daughter before she died. These rosters have been sent to the Griffith Library in East Dorset, Vermont, where they are available for inspection. Bill Wilson frequently reported on the “counting of noses” that he, Dr. Bob, and Anne Smith conducted in late 1937 in which they identified 40 men who had maintained continuing sobriety (20), those who had relapsed but returned (10), and those who had “shown improvement.” Examples of Bill’s statements can be found in the DR. BOB book and elsewhere. Wilson and his wife frankly conceded that Bill himself had achieved no success whatever with the drunks he tried to help in New York in his first six months, nor with those whom the Wilsons had taken into their homes in the early years. This information can be found in Alcoholics Anonymous Comes of Age and in Lois Remembers. Richard K. of Massachusetts has published four land-mark, detailed studies of the early pioneers and confirmed the foregoing facts. These were published by the Golden Text Publishing Company. There is a large scrap book of newspaper articles from across the nation in the first decade extending from 1935 to 1945 that contains the statements of early AAs that they had been cured by the power of God. A complete copy of the scrap book contents has now been lodged at the new Dr. Bob Core Library at North Congregational Church in St. Johnsbury, Vermont.
Though true, what is the value of such statistical material in helping newcomers today.
The answer I have given is that a newcomer: (1) has to want to hear the history and the statistics: (2) then needs to hear accurate historical information (including statistics), if he or she wants to hear it; (3) then needs to decide whether he or she wants to believe accurate historical information and statistics; (4) has to want to apply the early A.A. program ideas today; and (5) at the very least, has to be willing to abstain permanently, believe in the Creator, obey His will, grow in fellowship with Him, and provide love and service to others still suffering. My belief, based on my own experience and comparing it with the early program, is that this historical foundation can and does provide the basis for achieving a permanent cure, a new life, and a worthy future for those previously deemed hopeless failures and where willing to place their trust in the Creator.
Gloria Deo
dickb@dickb.com
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said this on 03 Aug 2008 12:22:32 AM EDT
A New Recovery Inspirational Library and Facilities in St. Johnsbury, Vermont; plus the new title Dr. Bob of Alcoholics Anonymous: His Excellent Training in the Good Book as a Youngster in Vermont.August 2008 Recovery Highlights for St. Johnsbury
IMMEDIATE RELEASE: Contact Dick B.; dickb@dickb.com; (808) 874 4876; www.DickB.com
• August 2008 Inspirations for Spiritual Recovery from Alcoholism/Addictions at St. Johnsbury, Vermont. A precursor to the national recovery month in September.
August 8, 1879: Birth on Summer Street of Robert Holbrook Smith (A.A.’s cofounder Dr. Bob).
August 9, 2008: St. Johnsbury Summerfest and new St. Johnsbury Historic Walking Tour including:
Dr. Bob’s birthplace on Summer Street
Dr. Bob’s family church, North Congregational Church, St. Johnsbury, on Main Street--with the new Dr. Bob Core Library in the North Congregational Church
August 12, 2008: Senator Leahy will cut the ribbon for the newly-renovated Welcome Center
• What Is Available in St. Johnsbury for the Recovery Community as Recovery Month Approaches
A New Book about Dr. Bob and St. Johnsbury: Dr. Bob of Alcoholics Anonymous: His Excellent Training in the Good Book as a Youngster in Vermont by Dick B. and Ken B.
An Earlier Book: Dr. Bob and His Library: A Major Spiritual Source by Dick B.
Free copies given to the earliest visitors at the Dr. Bob Core Library, North Congregational Church
Free access to early A.A. spiritual history and roots in Vermont: books and other historically-important materials are available at the Dr. Bob Core Library at North Congregational Church
Free access to many books and other materials at the North Congregational Church, the Athenaeum, the Academy, and the Fairbanks Museum which show St. Johnsbury’s impact on the Smith family:
The Judge Walter Smith Family, and the enormous Fairbanks family influences.
North Congregational Church worship, Sunday School, prayer meetings, Bible study.
The Christian Endeavor Society, conversion, Bible, prayer meetings, and Quiet Hour events.
The “Great Awakening” of 1875, revivals, conversions, and their impact on the community.
The YMCA lay evangelists, revivals, town-wide union church events, and YMCA building.
St. Johnsbury Academy—its curriculum, chapel, Bible study, church service requirements,
and Congregationalist and Fairbanks family emphasis.
• In a few choice phrases, St. Johnsbury’s Dr. Bob told the recovery world
“Your Heavenly Father will never let you down!”
“We believed the answer to all our problems was in the Good Book.”
“We got the basic ideas from our study of the Good Book.”
“I had refreshed my memory of the Good Book, and I had had excellent training in that as a youngster.”
“Cultivate the habit of prayer. Read the Bible.”
• May this August opportunity usher in recovery visitors to see how and why early A.A. succeeded!
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said this on 29 Aug 2008 7:16:52 PM EDT
I have written a good deal on the documented early A.A. 75% to 93% success rate among seemingly hopeless medically incurable real alcoholics who gave it their best shot. See . I have also written a good deal about the revolving door relapses that present-day attendance makes quite evident to those of us who attend A.A. rather than give opinions or statistics about it. I believe this article gathers together a good deal of information about the failure of present-day A.A. However, as a Christian member of A.A. who has devoted 18 years to researching its early Christian Fellowship and Biblical roots, I am not prepared to say that generalizations about A.A. statistics are very helpful. There are many pathways to recovery. They exist in treatment programs, recovery books, 12 Step programs, Church recovery groups, Christ-centered programs, para-church fellowships, anonymous groups, and secular groups, as well as rehabs of all sorts. What can be said, and I think the author says it, is that the present-day A.A. society is neither growing any longer, nor producing recovery rates anything like those of the original old-school program of 1935-1938. See /titles.shtml
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